The first step of the Swern oxidation is the low-temperature reaction of dimethyl sulfoxide (DMSO), 1a & 1b, with oxalyl chloride, 2. The first intermediate, 3, quickly decomposes giving off CO2 and CO and producing dimethylchlorosulfonium chloride, 4.
After addition of the alcohol 5, the dimethylchlorosulfonium chloride 4 reacts with the alcohol to give the key alkoxysulfonium ion intermediate, 6. The addition of at least 2 equivalents of base — typically triethylamine — will deprotonate the alkoxysulfonium ion to give the sulfur ylide7. In a five-membered ring transition state, the sulfur ylide 7 decomposes to give dimethyl sulfide and the desired ketone (or aldehyde) 8.
Variations
When using oxalyl chloride as the dehydration agent, the reaction must be kept colder than -60 °C to avoid side reactions. With trifluoroacetic anhydride instead of oxalyl chloride, the reaction can be warmed to -30 °C without side reactions. Other methods for the activation of DMSO to initiate the formation of the key intermediate 6 are the use of carbodiimides (Pfitzner-Moffatt oxidation) and pyridine-sulfur trioxide complex (Parikh-Doering oxidation).
In some cases, the use of triethylamine as the base can lead to epimerisation at the carbon alpha to the newly formed carbonyl. Using the bulkier base diisopropylethylamine (i-Pr2NEt, Hünig's base) can mitigate this side reaction.
Considerations
Dimethyl sulfide, a byproduct of the Swern oxidation, is one of the most foul odors known in organic chemistry. Human olfactory glands can detect this compound in concentrations as low as parts per billion. A simple remedy for this bothersome problem is to rinse used glassware with bleach (usually containing sodium hypochlorite), which will oxidize the dimethyl sulfide, eliminating the smell.
^ Kanji Omura and Daniel Swern (1978). "Oxidation of alcohols by “activated” dimethyl sulfoxide. a preparative, steric and mechanistic study". Tetrahedron34: 1651. doi:10.1016/0040-4020(78)80197-5.)
^ A. J. Mancuso, D. S. Brownfain and D. Swern (1979). "Structure of the dimethyl sulfoxide-oxalyl chloride reaction product. Oxidation of heteroaromatic and diverse alcohols to carbonyl compounds". J. Org. Chem.44 (23): 4148–4150. doi:10.1021/jo01337a028.
^ A. J. Mancuso, S.-L. Huang and D. Swern (1978). "Oxidation of long-chain and related alcohols to carbonyls by dimethyl sulfoxide "activated" by oxalyl chloride". J. Org. Chem.43 (12): 2480–2482. doi:10.1021/jo00406a041.
^ Gabriel Tojo and Marcos Fernández (2006). Oxidation of Alcohols to Aldehydes and Ketones: A Guide to Current Common Practice. Springer. ISBN 0387236074.
^ Mancuso, A. J.; Swern, D. (1981). "Activated Dimethyl Sulfoxide: Useful Reagents for Synthesis" (Review). Synthesis1981: 165–185. doi:10.1055/s-1981-29377.
^ Tidwell, T. T. (1990). "Oxidation of Alcohols to Carbonyl Compounds via Alkoxysulfonium Ylides: The Moffatt, Swern, and Related Oxidations" (Review). Org. React.39: 297–572. doi:10.1002/0471264180.or039.03.
^ Tidwell, T. T. (1990). "Oxidation of Alcohols by Activated Dimethyl Sulfoxide and Related Reactions: An Update" (Review). Synthesis1990: 857–870. doi:10.1055/s-1990-27036.