Dred Scott v. Sandford
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Scott v. Sandford
Supreme Court of the United States
Argued February 11–14, 1856 Reargued February 15–18, 1857 Decided March 6, 1857
Full case name: Dred Scott v. John F. A. Sandford[1] Citations: 60 U.S. 393; 60 U.S. (19 How.) 393; 15 L. Ed. 691; 1856 WL 8721; 1857 U.S. LEXIS 472 Prior history: Judgment for defendants, C.C. Mo. Subsequent history: None
Holding
States do not have the right to claim an individual’s property that was fairly theirs in another state. Property cannot cease to exist as a result of changing jurisdiction. The majority decision held that Africans residing in America, whether free or slave, could not become United States citizens and the plaintiff therefore lacked the capacity to file a lawsuit. Furthermore, the parts of the Missouri Compromise creating free territories were unconstitutional because Congress had no authority to abolish slavery in federal territories. Judgment of Circuit Court for the District of Missouri reversed and dismissed for lack of jurisdiction.
Court membership
Chief Justice: Roger B. Taney Associate Justices: John McLean, James Moore Wayne, John Catron, Peter Vivian Daniel, Samuel Nelson, Robert C. Grier, Benjamin R. Curtis, John A. Campbell
Case opinions
Majority by: Taney Joined by: Wayne, Grier, Daniel, Campbell, Catron Concurrence by: Wayne Concurrence by: Grier Concurrence by: Daniel Concurrence by: Campbell Concurrence by: Catron Concurrence by: Nelson Dissent by: Curtis Dissent by: McLean
Laws applied
U.S. Const. amend. V; Missouri Compromise
Superseded by
U.S. Const. amends. XIII, XIV

Dred Scott v. Sandford,^[1] 60 U.S. (19 How.) 393 (1857), was a decision by the United States Supreme Court that ruled that people of African descent imported into the United States and held as slaves, or their descendants^[2]—whether or not they were slaves—could never be citizens of the United States, and that the United States Congress had no authority to prohibit slavery in federal territories. The Court also ruled that slaves could not sue in court, and that slaves—as chattel or private property—could not be taken away from their owners without due process. The Court in the Dred Scott decision sided with border ruffians in the Bleeding Kansas dispute who were afraid a free Kansas would be a haven for runaway slaves from Missouri. The Supreme Court's decision was written by Chief Justice Roger B. Taney.

Dred Scott was indirectly overruled in the Slaughter-house cases, which noted that Dred Scott's holding was superseded by the passage of the Thirteenth Amendment to the United States Constitution in 1865, which abolished slavery, and the Fourteenth Amendment in 1868, which guaranteed full rights and citizenship regardless of race. Though it is sometimes said that Dred Scott was never officially overruled, the Slaughter-house cases in fact explicitly overrule it:

The first observation we have to make on this clause is, that it puts at rest both the questions which we stated to have been the subject of differences of opinion. It declares that persons may be citizens of the United States without regard to their citizenship of a particular State, and it overturns the Dred Scott decision by making all persons born within the United States and subject to its jurisdiction citizens of the United States.^[3][4]

Background

Portrait of Dred Scott

Dred Scott traveled with his master, Dr. John Emerson, who was in the army and was often transferred. Scott's extended stay with his master in Illinois, a free state, gave him the legal standing to make a claim for freedom, as did his extended stay at Fort Snelling, Minnesota, then part of the Wisconsin Territory, where slavery was also prohibited. In October 1837, Emerson was moved to St. Louis, Missouri but left Scott and Scott's wife behind for several months, hiring them out. Hiring out Scott constituted slavery, which was illegal under the Missouri Compromise, the Wisconsin Enabling Act, and the Northwest Ordinance.

In November 1837, Emerson was transferred to Fort Jessup, Louisiana. The following February, he married Irene Marie Sanford and finally sent for Scott and his wife from Minnesota. The Scotts followed Emerson and his family, first to St. Louis and then to Fort Snelling, where they remained until May 1840. During the trip, in what were waters bordering free territories, Eliza Scott, the first child of Dred Scott, was born. In May 1840, Emerson was sent to fight in the Seminole War in Florida and left his wife and slaves behind in St. Louis. After his return, he moved to the free territory of Iowa but left Scott and his wife behind in St. Louis, again hiring them out. In December 1843, Emerson died unexpectedly at the age of forty. Scott and his family worked as hired slaves for the next three years, with Irene Emerson taking in the rent. In February 1846, Scott tried to purchase his freedom from Irene Emerson, but she refused.

In April 1846, he sued for his freedom, arguing that since he had been in both a free state and a free territory he had become legally free, and could not have later reverted to being a slave.

Case

Missouri court history

In the first case that he brought, Scott lost on a technicality: Scott could not prove to the court that he was a slave. A judge ordered a second trial in December 1847; Irene Emerson appealed the order for a second trial to the Supreme Court of Missouri, which ruled against her in June 1848. A new trial did not begin until January 1850, and the jury ruled Scott and his family were legally free. Emerson again appealed to the Supreme Court of Missouri.

At this point, Emerson turned the responsibility of the case over to her brother, John F. A. Sanford of New York, who acted on her behalf. The Missouri Supreme Court reversed the lower court's decision, holding that Scott was still a slave. This decision was inconsistent with the Court's own precedents. Missouri courts had consistently ruled that slaves taken into free states were automatically free. Missouri Chief Justice Hamilton Rowan Gamble, who owned slaves, wrote a dissenting opinion.

The Missouri cases were argued at the St. Louis State and Federal Courthouse (now called the "Old Courthouse"), part of the Jefferson National Expansion Memorial (the "Gateway Arch").

Correspondence with President Buchanan

After that November vote, the President-elect James Buchanan wrote to his friend in the Supreme Court, Justice John Catron, asking whether the case would be decided before his inauguration in March 1857. Buchanan hoped the decision would quell unrest in the country over the slavery issue by issuing a decision that put the future of slavery beyond the realm of political debate.

Buchanan later successfully pressured Justice Grier, a Northerner, to join the Southern majority to prevent the appearance that the decision was made along sectional lines. By present-day standards, any such correspondence would be considered improper ex parte contact with a court; but even under the more lenient standards of that century, political pressure applied on a member of a sitting court would have been seen as improper or discontent.

Decision

The ruling was handed down on March 6, 1857. Chief Justice Taney delivered the opinion of the Court, with each of the concurring and dissenting justices filing separate opinions. In total, six justices agreed with the ruling, Samuel Nelson concurred with the ruling but not its reasoning, and Benjamin R. Curtis and John McLean dissented. The court misspelled Sanford's name in the decision.^[5]

The Court first had to decide whether it had jurisdiction. Article III, Section 2, Clause 1 of the U.S. Constitution provides that "the judicial Power shall extend... to Controversies... between Citizens of different States..." The Court first held that Scott was not a "citizen of a state" within the meaning of the United States Constitution, as that term was understood at the time the Constitution was adopted, and therefore not able to bring suit in federal court. Furthermore, whether a person is a citizen of a state, for Article III purposes, was strictly a federal question. This meant that although any state could confer state citizenship on an individual for purposes of state law, no state could confer state citizenship on an individual for purposes of Article III. In other words, the federal courts did not have to look to whom a state conferred citizenship when interpreting the words "citizen of... a state" in the federal Constitution. Rather, it was the federal courts who were to determine who was a citizen of a state for Article III purposes.

Thus, whether Missouri recognized Scott as a citizen was irrelevant. Taney summed up,

"Consequently, no State, since the adoption of the Constitution, can by naturalizing an alien invest him with the rights and privileges secured to a citizen of a State under the Federal Government, although, so far as the State alone was concerned, he would undoubtedly be entitled to the rights of a citizen, and clothed with all the rights and immunities which the Constitution and laws of the State attached to that character."

This meant that

"no State can, by any act or law of its own, passed since the adoption of the Constitution, introduce a new member into the political community created by the Constitution of the United States."

The only relevant question, therefore, was whether, at the time the Constitution was ratified, Scott could have been considered a citizen of any state within the meaning of Article III. According to the Court, the drafters of the Constitution had viewed all African-Americans as

"beings of an inferior order, and altogether unfit to associate with the white race, either in social or political relations, and so far inferior that they had no rights which the white man was bound to respect."

The Court also presented an argument describing the feared results of granting Mr. Scott's petition:

"It would give to persons of the negro race, ...the right to enter every other State whenever they pleased, ...the full liberty of speech in public and in private upon all subjects upon which its own citizens might speak; to hold public meetings upon political affairs, and to keep and carry arms wherever they went."

Scott was not a citizen of Missouri, and the federal courts therefore lacked jurisdiction to hear the dispute.

Despite the conclusion that the Court lacked jurisdiction, however, it went on to hold that Scott was not a free man, even though he had resided for a time in Minnesota, because the provisions of the Missouri Compromise declaring it to be free territory were beyond Congress's power to enact. The Court rested its decision on the grounds that Congress's power to acquire territories and create governments within those territories was limited, and that the Fifth Amendment barred any law that would deprive a slaveholder of his property, such as his slaves, because he had brought them into a free territory. The Court went on to state — although the issue was not before the Court — that the territorial legislatures had no power to ban slavery.

This was only the second time that the Supreme Court had found an act of Congress to be unconstitutional. (The first time was 54 years earlier in Marbury v. Madison). Curtis, in dissent, attacked that part of the Court's decision as obiter dicta, on the ground that once the Court determined that it did not have jurisdiction to hear Scott's case its only recourse was to dismiss the action, not to pass judgment on the merits of his claims. The dissents by Curtis and McLean also attacked the Court's overturning of the Missouri Compromise on its merits, noting both that it was not necessary to decide the question, and also that none of the Framers of the Constitution had ever objected on constitutional grounds to the United States Congress' adoption of the antislavery provisions of the Northwest Ordinance passed by the Continental Congress, or the subsequent acts that barred slavery north of 36°30'. Nor, these justices argued, was there any Constitutional basis for the claim that African-Americans could not be citizens. At the time of the ratification of the Constitution, black men could vote in ten of the thirteen states. This made them citizens not only of their states but of the United States. However, it should be noted that at the time of the decision, five of the ten States that allowed black men to vote had either restricted this right in some way or completely withheld it^[6].

Consequences

The decision was a culmination of what many at that time considered a push to expand slavery. The expansion of the territories and resulting admission of new states meant that the longstanding Missouri Compromise would cause the loss of political power in the North as many of the new states would be admitted as slave states. Thus, Democratic party politicians sought repeal of the Missouri Compromise and were finally successful in 1854 with the passage of the Kansas-Nebraska Act, which naturally ended the "compromise." This act permitted each newly admitted state south of the 40th parallel to decide whether to be a slave state or free state. Now, with Dred Scott, the Supreme Court under Taney sought to permit the unhindered expansion of slavery into the territories.

Before the final decision, John Sanford was deemed insane, and was incarcerated.

Although Taney believed that the decision would settle the slavery question once and for all, it produced the opposite result. It strengthened the opposition to slavery in the North, divided the Democratic Party on sectional lines, encouraged secessionist elements among Southern supporters of slavery to make even bolder demands, and strengthened the Republican Party.

Reaction

The reaction to the decision from opponents of slavery was fierce. The Albany, New York, Evening Journal combined two themes in denouncing the decision as both an offense to the principles of liberty on which the nation was founded and a victory for slave states over the free states:^[7]

The three hundred and forty-seven thousand five hundred and twenty-five Slaveholders in the Republic, accomplished day before yesterday a great success — as shallow men estimate success. They converted the Supreme Court of Law and Equity of the United States of America into a propagandist of human Slavery. Fatal day for a judiciary made reputable throughout the world, and reliable to all in this nation, by the learning and the virtues of Jay, Rutledge, Ellsworth, Marshall and Story!

The conspiracy is nearly completed. The Legislation of the Republic is in the hands of this handful of Slaveholders. The United States Senate assures it to them. The Executive power of the Government is theirs. Buchanan took the oath of fealty to them on the steps of the Capitol last Wednesday. The body which gives the supreme law of the land, has just acceded to their demands, and dared to declare that under the charter of the Nation, men of African descent are not citizens of the United States and can not be — that the Ordinance of 1787 was void — that human Slavery is not a local thing, but pursues its victims to free soil, clings to them wherever they go, and returns with them — that the American Congress has no power to prevent the enslavement of men in the National Territories — that the inhabitants themselves of the Territories have no power to exclude human bondage from their midst — and that men of color can not be suitors for justice in the Courts of the United States!

That editorial ended on a martial note:

...All who love Republican institutions and who hate Aristocracy, compact yourselves together for the struggle which threatens your liberty and will test your manhood!

Many abolitionists and some supporters of slavery believed that Taney was prepared to rule, as soon as the issue was presented in a subsequent case, that the states had no power to prohibit slavery within their borders and that state laws providing for the emancipation of slaves brought into their territory or forbidding the institution of slavery were likewise unconstitutional. Abraham Lincoln stressed this danger during his famous "House Divided" speech at Springfield, Illinois, on June 16, 1858:

Put this and that together, and we have another nice little niche, which we may, ere long, see filled with another Supreme Court decision, declaring that the Constitution of the United States does not permit a State to exclude slavery from its limits. ...We shall lie down pleasantly dreaming that the people of Missouri are on the verge of making their State free, and we shall awake to the reality instead, that the Supreme Court has made Illinois a slave State.

That fear of the "next" Dred Scott decision shocked many in the North who had been content to accept slavery as long as it was confined within its present borders.

It also put the Northern Democrats, such as Stephen A. Douglas, in a difficult position. The Northern wing of the Democratic Party had supported the Kansas–Nebraska Act of 1854 under the banner of "popular sovereignty," arguing that even if Congress did not bar the expansion of slavery into those territories, the residents of those territories could prohibit it by territorial legislation. The Dred Scott decision squarely stated that they could not — even though, strictly speaking, that issue was not before the Court.

Douglas attempted to overcome that obstacle, without challenging the Court's decision directly, by his Freeport Doctrine. Douglas insisted that, even if a territory could not bar slavery outright, the institution could not take root without local police regulations to protect it.

While this doctrine may have allayed Northern Democrats' fears, it was wholly unacceptable to Southern Democrats, who reached a different conclusion from the same premise. As they argued, if hostile territorial governments could obstruct their right to bring their slaves into a territory by refusing to protect that right, then Congress must intervene to pass a federal slave code for all the territories. They often coupled this with threats to secede if Congress did not comply.

At the same time, Democrats characterized Republicans as lawless rebels, provoking disunion by their unwillingness to accept the Supreme Court's decision as the law of the land. Many Northern opponents of slavery had offered a legalistic argument for refusing to recognize the Dred Scott decision as binding. As they noted, the Court's decision began with the proposition that the federal courts did not have jurisdiction to hear Scott's case because he was not a citizen of the State of Missouri. Therefore, so the opponents argued, the remainder of the decision concerning the Missouri Compromise was unnecessary (i.e., beyond the Court's power to decide) and invalid (i.e., obiter dictum). Douglas attacked this position in the Lincoln–Douglas debates:

Mr. Lincoln goes for a warfare upon the Supreme Court of the United States, because of their judicial decision in the Dred Scott case. I yield obedience to the decisions in that court—to the final determination of the highest judicial tribunal known to our constitution.

Southern supporters of slavery went further, claiming that the decision was essential to the preservation of the union. As the Richmond Enquirer stated:

Thus has a politico-legal question, involving others of deep import, been decided emphatically in favor of the advocates and supporters of the Constitution and the Union, the equality of the States and the rights of the South, in contradistinction to and in repudiation of the diabolical doctrines inculcated by factionists and fanatics; and that too by a tribunal of jurists, as learned, impartial and unprejudiced as perhaps the world has ever seen. A prize, for which the athletes of the nation have often wrestled in the halls of Congress, has been awarded at last, by the proper umpire, to those who have justly won it. The "nation" has achieved a triumph, "sectionalism" has been rebuked, and abolitionism has been staggered and stunned. Another supporting pillar has been added to our institutions; the assailants of the South and enemies of the Union have been driven from their "point d'appui"; a patriotic principle has been pronounced; a great, national, conservative, union saving sentiment has been proclaimed.

But while some supporters of slavery treated the decision as a vindication of their rights within the union, others treated it as merely a step to spreading slavery throughout the nation, as the Republicans claimed. Convinced that any restrictions on their right to own slaves and to take them anywhere they chose were unlawful, they boasted that the coming decade would see slave auctions on Boston Common. These Southern radicals were ready to split the Democratic Party and — as events showed — the nation on that principle.

Frederick Douglass, a prominent African-American abolitionist who thought the decision unconstitutional and the Chief Justice's reasoning inapposite to the founders' vision, recognized that political conflict could not be avoided. "The highest authority has spoken. The voice of the Supreme Court has gone out over the troubled waves of the National Conscience. But my hopes were never brighter than now. I have no fear that the National Conscience will be put to sleep by such an open, glaring, and scandalous issue of lies."

Scott's fate

The sons of Peter Blow, Scott's first owner, purchased emancipation for Scott and his family on May 26, 1857. Scott died six months later of tuberculosis on November 7, 1857.

Later references

Please help improve this section by expanding it. Further information might be found on the talk page or at requests for expansion.

Justice John Marshall Harlan was the lone dissenting vote in the 1896 Supreme Court Plessy v. Ferguson which legalized racial segregation and created the concept of “separate but equal.” In his dissent Harlan wrote that the majority’s opinion would “prove to be quite as pernicious as the decision made by this tribunal in the Dred Scott case.”^[8]

Charles Evans Hughes, writing on the history of the Supreme Court in 1927 before his appointment as Chief Justice, described the Dred Scott case as a "self-inflicted wound" from which it took the Court at least a generation to recover.^[9][10]

In Planned Parenthood v. Casey (1992)—which upheld Roe's central holding that abortion is constitutionally protected—Justice Scalia, joined by three other justices who wanted to reverse Roe, made this comparison to Dred Scott:

[D]red Scott...rested upon the concept of "substantive due process" that the Court praises and employs today. Indeed, Dred Scott was very possibly the first application of substantive due process in the Supreme Court, the original precedent for...Roe v. Wade. ^[11]

See also

• Timeline of the American Civil Rights Movement
• List of United States Supreme Court cases, volume 60

Notes

Further reading

• Tushnet, Mark (2008). I dissent: Great Opposing Opinions in Landmark Supreme Court Cases. Boston: Beacon Press, 31–44. ISBN 9780807000366. 

External links

• Works related to Dred Scott v. Sandford at Wikisource.
• Dred Scott v. Sandford, 60 U.S. 393 (1857) - full text with links to cited Supreme Court opinions, the U.S. Constitution, U.S. Code, and C.F.R.
• Summary of the case from OYEZ
• "Dred Scott decision." Encyclopædia Britannica. 2006. Encyclopædia Britannica Online. 17 December 2006. www.yowebsite.com
• Dred Scott Decision: The Lawsuit That Started The Civil War article by Gregory J. Wallance
• Jefferson National Expansion Memorial, National Park Service
• Commemorative Events at Jefferson National Expansion Memorial for the 150th Anniversary of Dred Scott v. Sandford
• Infography about the Dred Scott Case

v • d • e Missouri in the American Civil War Pre-War History of slavery in Missouri · Missouri Compromise · Dred Scott Decision · Bleeding Kansas · Armed Neutrality 1861 Missouri Constitutional Convention · Liberty Arsenal · St. Louis Arsenal · Camp Jackson Affair · Missouri State Guard · Price-Harney Truce · Grant's First Command · Governor on the Run · Battle of Boonville · Battle of Cole Camp · Battle of Carthage · Gamble's Provisional Government · Battle of Athens · Battle of Wilson's Creek · Frémont Martial Law · Battle of Dry Wood Creek · Platte Bridge Railroad Tragedy · Sacking of Osceola · Battle of Liberty · Battle of Lexington I · Battle of Fredericktown · Missouri secession · Battle of Springfield I · Department of the Missouri · Battle of Belmont · Gratiot Street Prison · Burning of Platte City · Blackwater/Milford · Battle of Mount Zion Church 1862 Army of the West · Battle of Roan's Tan Yard · Battle of Island Number Ten · Battle of Moore's Mill · Battle of Kirksville · First Battle of Independence · Battle of Lone Jack · First Battle of Newtonia · Palmyra Massacre · Skirmish at Island Mound · Battle of Clark's Mill 1863 Battle of Springfield II · Battle of Hartville · Battle of Cape Girardeau · Battle of Chalk Bluff · General Order № 11 · Shelby's Raid 1864 Centralia Massacre · Army of Missouri · Price's Raid · Battle of Fort Davidson · Battle of Glasgow · Battle of Lexington II · Battle of Little Blue River · Battle of Byram's Ford · Second Battle of Independence · Battle of Westport · Battle of Marmiton River · Battle of Newtonia II 1865 Lincoln's Vaughn Pardon Reconstruction James-Younger Gang · Bald Knobbers